-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BZdwhHu37yVMpqv5IvwEoIcUjLVc/ZKy0+tKUow7GSMqF/YIAbEeFYiOZpcX76Us sXPktDtT1YEYrXfRCsH4XA== 0000912057-01-008625.txt : 20010329 0000912057-01-008625.hdr.sgml : 20010329 ACCESSION NUMBER: 0000912057-01-008625 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010328 GROUP MEMBERS: CHARLES BARRY GROUP MEMBERS: CHARMEL ENTERPRISES, INC. GROUP MEMBERS: CHARMEL LIMITED PARTNERSHIP GROUP MEMBERS: DR. DEMETRE NICOLOFF GROUP MEMBERS: G. JAMES SPINNER GROUP MEMBERS: JAMES A. POTTER GROUP MEMBERS: KOZBERG MARC H GROUP MEMBERS: MARVIN W. GOLDSTEIN GROUP MEMBERS: MELANIE BARRY GROUP MEMBERS: RICHARD FITZGERALD GROUP MEMBERS: ROBERT H. PAYMAR GROUP MEMBERS: SUSAN N. POTTER GROUP MEMBERS: THE TEMPLE COMPANY, L.L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CONE MILLS CORP CENTRAL INDEX KEY: 0000023304 STANDARD INDUSTRIAL CLASSIFICATION: BROADWOVEN FABRIC MILLS, COTTON [2211] IRS NUMBER: 560367025 STATE OF INCORPORATION: NC FISCAL YEAR END: 1229 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-33752 FILM NUMBER: 1582831 BUSINESS ADDRESS: STREET 1: 3101 N ELM ST CITY: GREENSBORO STATE: NC ZIP: 27408 BUSINESS PHONE: 3363796347 MAIL ADDRESS: STREET 1: 3101 N ELM ST CITY: GREENSBORO STATE: NC ZIP: 27415-6540 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KOZBERG MARC H CENTRAL INDEX KEY: 0001072668 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 90 SOUTH SEVENTH STREET STREET 2: SUITE 4400 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-4115 BUSINESS PHONE: 6123767035 MAIL ADDRESS: STREET 1: 90 SOUTH SEVENTH STREET STREET 2: SUITE 4400 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-4115 SC 13D/A 1 a2042837zsc13da.txt SCHEDULE 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D AMENDMENT NO. 10 Under the Securities Exchange Act of 1934 CONE MILLS CORPORATION ---------------------- (Name of Issuer) Common Stock, $.10 Par value ---------------------------- (Title of Class of Securities) 206814 10 5 ----------- (CUSIP Number) Albert A. Woodward, Esq. Leonard, Street And Deinard, P.A. 150 South Fifth Street Suite 2300 Minneapolis, Minnesota 55402 (612) 335-1500 -------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 9, 2001 ------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. (Cover page continued on next 2 pages) SCHEDULE 13D CUSIP NO. 206814 10 5 - -------------------------------------------------------------------------------- (1) Names of reporting persons.......................... I.R.S. Identification Nos. of above persons MARC H. KOZBERG (entities only) ........................................ - -------------------------------------------------------------------------------- (2) Check the appropriate box if a member of a (a) X group (see instructions) ------------------------ (b) - -------------------------------------------------------------------------------- (3) SEC use only........................................ - -------------------------------------------------------------------------------- (4) Source of funds (see instructions) PF - -------------------------------------------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). - -------------------------------------------------------------------------------- (6) Citizenship or place of organization................ USA - -------------------------------------------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power.............................. 136,994 (8) Shared voting power............................ -0- (9) Sole dispositive power......................... 136,994 (10) Shared dispositive power...................... -0- - -------------------------------------------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 136,994 - -------------------------------------------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). - -------------------------------------------------------------------------------- (13) Percent of class represented by amount in 0.5% Row (11) ............................................... - -------------------------------------------------------------------------------- (14) Type of reporting person (see instructions)........ IN - --------------------------------------------------------------------------------
2 SCHEDULE 13D CUSIP NO. 206814 10 5 - -------------------------------------------------------------------------------- (1) Names of reporting persons.......................... DR. DEMETRE NICOLOFF I.R.S. Identification Nos. of above persons (entities only) - -------------------------------------------------------------------------------- (2) Check the appropriate box if a member of a group (a) X (see instructions) ------------------------ (b) - -------------------------------------------------------------------------------- (3) SEC use only........................................ - -------------------------------------------------------------------------------- (4) Source of funds (see instructions) PF - -------------------------------------------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). - -------------------------------------------------------------------------------- (6) Citizenship or place of organization................ USA - -------------------------------------------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power.............................. 382,278 (8) Shared voting power............................ -0- (9) Sole dispositive power......................... 382,278 (10) Shared dispositive power...................... -0- - -------------------------------------------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 382,278 - -------------------------------------------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). - -------------------------------------------------------------------------------- (13) Percent of class represented by amount in Row (11) ............................................... - -------------------------------------------------------------------------------- (14) Type of reporting person (see instructions)........ IN - --------------------------------------------------------------------------------
3 INTRODUCTION The members of this Section 13(d) filing group originally filed a Schedule 13D relating to Cone Mills Corporation (the "Company") on December 16, 1998. The original filing was amended on January 19, 1999, February 16, 1999, March 9, 1999, June 16, 1999, September 30, 1999, November 4, 1999, March 9, 2000, July 14, 2000 and December 22, 2000. This filing is the tenth amendment to the original Schedule 13D filing. The Reporting Persons' responses to Items 1, 3, 4, and 6 remain unchanged, and the Reporting Persons hereby restate the information contained in the original filing and subsequent amendments thereto for those items. ITEM 2. IDENTITY AND BACKGROUND This statement is filed jointly by the individuals and entity identified below (collectively the "Holders"). There have been no changes in the background, occupations, or addresses of the Holders since the filing of the last Schedule 13D Amendment to which this filing is an amendment, except that Bruce E. Hendry has left the reporting group. 1. Marc H. Kozberg 2. James A. Potter 3. Susan N. Potter 4. Dr. Demetre Nicoloff 5. G. James Spinner 6. Robert H. Paymar 7. The Temple Company, L.L.P. 8. Charmel Limited Partnership 9. Charmel Enterprises, Inc. 10. Richard Fitzgerald 11. Charles Barry 12. Melanie Barry 13. Marvin W. Goldstein 4 ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Information with respect to the aggregate number, and percentage, of all outstanding Common Stock beneficially owned as of March 19, 2001 by each of the Holders is set forth below:
Number of Shares Percentage of Name of Common Stock Outstanding Shares ---- --------------- ------------------ Marc H. Kozberg 136,994 0.5% Dr. Demetre Nicoloff 382,278 1.5% G. James Spinner 107,164 0.4% Robert H. Paymar 172,904 0.7% James A. Potter(1) 64,661 0.3% Susan N. Potter(2) 10,370 < 0.1% The Temple Company, L.L.P. 142,160 0.6% Charmel Limited Partnership 693,200 2.7% Charmel Enterprises, Inc.(4) 693,200 2.7% Richard Fitzgerald(3) 142,160 0.6% Charles Barry(4) 835,360 3.3% Melanie Barry(4) 693,200 2.7% Marvin W. Goldstein 200,500 0.6%
(1) Includes 6,500 shares of Common Stock controlled as custodian f/b/o minor children, 6,500 shares of Common Stock owned by Susan N. Potter and 3,870 shares owned jointly with Susan N. Potter (2) Includes 3,870 shares owned jointly with James A. Potter (3) Includes 142,160 shares of Common Stock owned by The Temple Company, L.L.P. (4) Includes 693,200 shares of Common Stock owned by Charmel Limited Partnership The Holders' response to Items 7 through 13 of the cover pages of the statement are incorporated herein by reference. Cover pages have been included in this filing only to the extent a Holder's beneficial ownership in the securities of the Issuer has changed since the most recent filing of a Schedule 13D amendment to which this statement is an amendment. According to the Issuer's most recent Form 10-Q filing with the SEC, the Issuer had 25,506,569 shares of Common Stock outstanding as of October 27, 2000. The Holders, as of March 19, 2001, collectively own 1,899,861 shares of the Issuer's Common Stock, constituting approximately 7.4% of the Issuer's outstanding voting Common Stock. The following transactions by the Holders in Common Stock of the Issuer have not been previously reported by the Holders in a Schedule 13D amendment: 5
TYPE OF NUMBER OF PRICE/ NAME DATE TRANSACTION SHARES SHARE ---- ---- ----------- ------ ----- Marc H. Kozberg 02/01/00 Received(1) 2.015 N/A Dr. Demetre Nicoloff 03/14/01 Bought 500 3.2000 Dr. Demetre Nicoloff 03/15/01 Bought 50,000 3.2500
(1) Received as compensation for serving on the Board of Directors ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Exhibit A -- Agreement as to joint filing pursuant to Regulation Section 240.13d-1(f)(1)(iii). 6 SIGNATURES After reasonable inquiry, and to the best of each of the undersigned's knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: March 28, 2001 /s/ Marc H. Kozberg /s/ Richard Fitzgerald - --------------------------------- --------------------------------- Marc H. Kozberg Richard Fitzgerald /s/ DR. Demetre Nicoloff /s/ Charles Barry - --------------------------------- --------------------------------- Dr. Demetre Nicoloff Charles Barry /s/ G. James Spinner /s/ Melanie Barry - --------------------------------- --------------------------------- G. James Spinner Melanie Barry /s/ Robert H. Paymar /s/ Marvin W. Goldstein - --------------------------------- --------------------------------- Robert H. Paymar Marvin W. Goldstein /s/ James A. Potter - --------------------------------- James A. Potter /s/ Susan N. Potter - --------------------------------- Susan N. Potter THE TEMPLE COMPANY, L.L.P. By: /s/ Charles Barry ------------------------------ Charles Barry, a partner CHARMEL LIMITED PARTNERSHIP By: Charmel Enterprises, Inc. By: /s/ Charles Barry --------------------- Charles Barry, President CHARMEL ENTERPRISES, INC. By: /s/ Charles Barry ------------------------------ Charles Barry, President
EX-99.A 2 a2042837zex-99_a.txt EXHIBIT 99.A EXHIBIT A AGREEMENT AS TO JOINT FILING Pursuant to Regulation Section 240.13d-1(f)(1)(iii), the undersigned acknowledge and agree that the attached Schedule 13D Amendment relating to Cone Mills Corporation is being filed on behalf of each of the undersigned. /s/ Marc H. Kozberg /s/ Richard Fitzgerald - --------------------------------- --------------------------------- Marc H. Kozberg Richard Fitzgerald /s/ Dr. Demetre Nicoloff /s/ Charles Barry - --------------------------------- --------------------------------- Dr. Demetre Nicoloff Charles Barry /s/ G. James Spinner /s/ Melanie Barry - --------------------------------- --------------------------------- G. James Spinner Melanie Barry /s/ Robert H. Paymar /s/ Marvin W. Goldstein - --------------------------------- --------------------------------- Robert H. Paymar Marvin W. Goldstein /s/ James A. Potter - --------------------------------- James A. Potter /s/ Susan N. Potter - --------------------------------- Susan N. Potter THE TEMPLE COMPANY, L.L.P. By: /s/ Charles Barry ------------------------------ Charles Barry, a partner CHARMEL LIMITED PARTNERSHIP By: Charmel Enterprises, Inc. By: /s/ Charles Barry ------------------------ Charles Barry, President CHARMEL ENTERPRISES, INC. By: /s/ Charles Barry ------------------------------ Charles Barry, President
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